There’s Another Reason You Should Worry About Your Financial Advisor October 21, 2016

According to this article from TIME based on a PIABA report co-authored by McCarthy Lebit Investor Claims lawyer Hugh D. Berkson, investors should look beyond FINRA’s BrokerCheck tool when searching for a financial advisor. The PIABA report raised concerns regarding the lack of information included on BrokerCheck. So, investors are advised to check with state security regulators and perform their own internet search to see what comes up.

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