The Mysterious Case of the Unpaid Arbitration Awards March 28, 2016

This recent story from ThinkAdvisor paints the issues brought to light by author Hugh Berkson in the PIABA Report as a mystery that must be solved. In the article, Investment Advisor Magazine Editor-at-Large Bob Clark discusses the number of investors whose arbitration awards go unpaid, FINRA’s response to the situation, a past situation that closely mirrors this one, the findings of PIABA’s research into the matter, why the awards are going unpaid, how the government could respond and possible solutions to the issue.

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