New FINRA CEO will face thorny issues and rising criticism June 14, 2016

In this article from On Wall Street, McCarthy Lebit Investor Claims attorney Hugh D. Berkson  and others discuss the recent efforts FINRA has made to promote broker transparency and end broker misconduct, as well as some of the short-comings and challenges that the incoming FINRA CEO, Robert Cook, should expect to face when he steps into his new role this Fall.

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